Abstract
There is an increasing need to quickly and accurately identify areas where agricultural conservation practices can provide the greatest reduction in nutrient and sediment runoff. Geographic information systems (GIS)-based tools and indices are promising for identifying critical areas that are significant contributors of nonpoint source pollution loads with limited data. One such tool, the Soil Vulnerability Index (SVI), is tested here in Beasley Lake and Goodwin Creek watersheds in Mississippi. The SVI runoff component results are compared against aerial images and long-term land use histories in the watershed to determine if a higher SVI score is related to visibly degraded land or land removed from cultivation. SVI results are also compared to sediment yield estimates generated with the Annualized Agricultural Non-Point Source pollution model (AnnAGNPS) to determine the degree of agreement. The SVI runoff score demonstrated agreement with imagery and land use histories in both watersheds. The SVI categories and corresponding AnnAGNPS-predicted sediment yield also had moderate agreement, with 45% and 68% of watershed area in agreement in Beasley Lake and Goodwin Creek watersheds, respectively. In general, the tool is a quick way to assess spatial areas potentially contributing to nonpoint source pollution, which can then be combined with field-based knowledge and/or imagery to provide valuable insight for placement of conservation practices.
Introduction
Managing agricultural landscapes to reduce nonpoint source runoff and pollution remains a global challenge, with widespread understanding that there is not a one-size-fits-all approach to solve nutrient or sediment problems. However, one of the first steps in any approach to target conservation practices is often to evaluate where nutrient or sediment loads are highest. There are numerous tools for identifying critical areas, including a suite of watershed and field-scale models and indices that have been developed for this purpose; each requires various inputs and degrees of user expertise (Tim et al. 1992; Niraula et al. 2013). Models, such as the Agricultural Policy Environmental eXtender (APEX), the Soil and Water Assessment Tool (SWAT), and the Annualized Agricultural Non-Point Source (AnnAGNPS) pollution model, have been used to identify critical areas within watersheds and to assess the impact of management practices on nonpoint source pollution loads (Yuan et al. 2008; White et al. 2009; Tuppad et al. 2010; Douglas-Mankin et al. 2013). However, these models are all complex and require a high degree of user expertise, time, and data to properly characterize a study site. Developing detailed model applications may not be feasible for practitioners at the state or local level working with limited budgets and short timelines.
Indices and geographic information system (GIS) tools typically require fewer data inputs and less user expertise, and therefore may be much quicker to implement for an area of interest (Hamlett et al. 1992). In addition, these tools typically rely on commonly available data sets (especially in the United States), and allow for a uniform and objective evaluation of conditions. Examples of commonly used tools include the Revised Universal Soil Loss Equation (RUSLE2) for estimating long-term average annual soil loss (Foster et al. 2001), the Phosphorus Index (PI) for assessment of phosphorus (P) movement risk (Gburek et al. 2000), and the Soil Management Assessment Framework (SMAF) for evaluating impacts of management on soil quality or health (Andrews et al. 2004). Whether a tool is simple or complex, generally the goal for conservation planning is to identify hydrologically sensitive areas (HSAs; areas prone to generating runoff) and critical source areas (CSAs; areas where pollutant loading overlaps with a HAS) where conservation efforts would have the greatest impact (Agnew et al. 2006).
The Soil Vulnerability Index (SVI) is a GIS-based tool that identifies hydrologically sensitive areas, as well as areas sensitive to leaching. The SVI was developed by the USDA Natural Resources Conservation Service (NRCS) to assess areas vulnerable to runoff-induced sediment and nutrient losses, and leaching of nutrients in percolation and subsurface flows (Chan et al. 2016; Lee et al. 2018). This tool relies on simple and widely available inputs, such as soil parameters and slope, and thus can be utilized quickly for most watersheds in the United States (Chan et al. 2016). The SVI was developed using the APEX model in the Upper Mississippi, Ohio, and Tennessee River basins (Chan et al. 2016). More detailed information on the development of the SVI can be found in Chan et al. (2016) and several papers in this special issue.
As the SVI was developed using simulations in the northeastern and midwestern United States, it is critical to expand performance assessment in other regions and climates. In particular, the Lower Mississippi River Basin (LMRB) has some of the highest rainfall intensities in the United States. Rainfall is one of the critical factors for simulating runoff and associated pollutant loads in watershed models; however, rainfall amount and intensity are not included in the SVI. Therefore, two watersheds located within Mississippi in the LMRB were used in this study to assess the SVI and compare to watershed results that incorporate the impacts of precipitation. The Beasley Lake (BL) watershed and Goodwin Creek (GC) watershed have been studied under the Conservation Effects Assessment Project (CEAP). Both watersheds have high average annual rainfall (1,330 mm y−1 and 1,358 mm y−1, respectively) and soils prone to high runoff. The SVI results were assessed in three ways: (1) SVI results were compared to aerial imagery to assess if visual degradation matched with high SVI results; (2) SVI results were compared to land use histories in the respective watersheds to evaluate the SVI category for land retired from crop production; and (3) SVI results were compared to sediment yield predictions from runoff-validated AnnAGNPS simulations to assess the degree of agreement between the SVI tool and a more complex watershed model. This study contributes to a wider effort to evaluate the suitability of the SVI to identify critical source areas for nonpoint source pollution in watersheds across the United States (Chan et al. 2016).
Materials and Methods
Study Area. The GC and BL watersheds are both located in Mississippi within the LMRB and are a part of the USDA ARS CEAP Watershed Assessment Study (CEAP WAS). The GC watershed is approximately 2,132 ha, located in the bluff hills region of Panola County in north central Mississippi. The GC watershed and bluff hill region are characterized by a patchwork of cropland, pasture, forest, and urban land uses with varying slope, erodible soil prone to gullying, and intense rainfall. More than half of the GC watershed has a slope greater than 6%, and 15% of the watershed has a slope less than 2%. Average rainfall is 1,358 mm y−1. In the early 1980s, cultivated land covered 26% of the watershed, but this has declined to less than 6% since 2004 (Kuhnle et al. 2008; Dabney et al. 2012). Forest/timber and pasture/idle land are the majority of the land use types in the watershed. Cropland historically was planted with cotton (Gossypium hirsutum L.) and more recently soybean (Glycine max [L.] Merr.). Upland soils in the GC watershed are defined by a thin layer of loess, while cultivation is most common in the alluvium soils along the streambank; estimated watershed sediment loads are 13.2 t ha y−1 (Kuhnle et al. 2008). Soil series found in the watershed include Calloway, Collins, Falaya, Grenada, Loring, Memphis, and Ruston. Soil hydrologic group D is most common in the watershed (53%), with groups B (21%) and C (26%) representing the remaining watershed. Gullied soils did not have an assigned hydrologic soil group or K-factor in the Soil Survey Geographic (SSURGO) database; these soils were assumed to have hydrologic group C and a K-factor of 0.49 (Seth Dabney, personal communication, May 20, 2016).
Beasley Lake is a small 625 ha oxbow lake watershed located in Sunflower County, Mississippi, next to the Sunflower River (33°24′15″ N, 90°40′05″ W). The BL watershed and surrounding area are part of the Lower Mississippi Alluvial Plain (i.e., the Delta), and are characterized by intensive row crop agriculture, flat slopes, and intense rainfall. About 89% of the BL watershed has a slope less than 4%, and annual rainfall is 1,330 mm y−1. The main land uses in the watershed include 140 ha of forest/riparian wetland, 85 ha of Conservation Reserve Program (CRP) land, and 270 ha row cropland, which was historically cotton, but has been planted in a soybean rotation from 2002 to present (Locke et al. 2008; Lizotte et al. 2017). All runoff within the watershed flows into the lake via drainage ditches, and the lake contains an outlet pipe that drains into the Sunflower River. Soil texture ranges from sandy loam to clay, and organic carbon (C) is typically less than 2%. Soils are primarily hydrologic soil group D (66%) and C (31%), with a small proportion of soil group B (3%). Dominant soil series include Alligator, Bosket, Dowling, Dundee, Forestdale, and Sharkey.
While these two watersheds are both located in the LMRB and both experience similar average rainfall, they vary in several key ways (table 1). The first obvious difference is watershed size, with GC more than three times the size of BL. Second, the watershed topography is quite different between the sites, which can be seen in the dominant slope categories and the difference in watershed shape (figure 1). In terms of soil, both watersheds have soils with high K-factors and high runoff potential; however, BL watershed soils contain more clay, while GC watershed soils are mostly silt loam. Agricultural management practices also differ, with the GC watershed representing upland Mississippi land use practices, such as dryland farming and a mix of pasture, forest, and row crops, and the BL watershed representing conditions common in the Mississippi Delta, such as predominantly row crop farming with furrow irrigation and land-leveling.
AnnAGNPS Model Setup. The AnnAGNPS model was developed to evaluate the effectiveness of conservation practices and assist conservationists in identifying critical areas contributing to nonpoint source pollution (Bosch et al. 1998). The model is designed to simulate long-term average conditions, and can be used in ungauged watersheds. Runoff is estimated using the modified Soil Conservation Service curve number (CN) method, while sheet and rill erosion are estimated with RUSLE (Renard et al. 1997). The RUSLE model is also used to simulate land cover and management conditions. The Hydro-geomorphic Universal Soil Loss Equation (HUSLE) estimates sediment delivery, and the Bagnold equation estimates sediment transport capacity (Bagnold 1966; Theurer and Clarke 1991). In this study, we are utilizing AnnAGNPS to estimate edgeof-field sediment yield; therefore, these are the most pertinent aspects of the model to discuss here. A more extensive description of AnnAGNPS and its capabilities can be found in Bingner et al. (2015). Because AnnAGNPS and RUSLE have both been utilized by state and national agricultural conservation agencies for natural resource planning in the past, there is a need to compare AnnAGNPS results to those generated by the SVI to assess the degree of agreement in identifying areas of high vulnerability.
A detailed description of the GC simulation development and streamflow validation can be found in Yasarer et al. (2018). Streamflow was validated at the monthly time step from 1982 to 1991. Measured data were obtained from four stations: three upstream stations and one station at the outlet. Model performance was assessed using the Nash-Sutcliffe Efficiency (NSE) and percentage bias (PBIAS) (Moriasi et al. 2015). Simulated monthly runoff had excellent agreement with observed values at three subwatersheds and the watershed outlet with NSE values ranging from 0.91 to 0.94 and PBIAS between −0.32 and −16. Sediment yield was neither calibrated nor validated for this watershed. In-stream sediment concentrations represent eroded sediments from the land and streambank. In this watershed, streambanks are significant sources of sediment, and it is difficult to disentangle their contribution to the overall sediment load (Kuhnle et al. 2008; Wilson et al. 2014). As the focus of the current study was edge-of-field sediment yield, in-stream concentrations would not be comparable. The streamflow-validated simulation was developed using observed land management from 1982 to 1991. In the present study, land management on agricultural area was simplified to represent soybeans, which are the most common crop currently grown in the watershed according to annual land use surveys. No conservation practices were simulated. The simulation was run with 3 years of simulated weather data to initialize and stabilize internal variables and 21 years of observed weather to generate average sediment yield values. The number of years for simulation was constrained by the availability of quality assured rain gauge records from within the watershed, as 17 stations were used to represent the spatial heterogeneity in rainfall patterns.
The streamflow-validated BL model simulation utilized 1.5 m resolution hydrologically corrected Light Detection and Ranging (LiDAR) digital elevation model (DEM), SSURGO soils (Soil Survey Staff 2018a, 2018b), and management practices based on 15 years of management records collected in the watershed. Climate data were collected from a hybrid of sources, including a nearby long-term weather station in Moorhead, Mississippi (about 11 miles from the watershed), from 1970 to 1999, and from a Soil Climate Analysis Network (SCAN) climate station located within the watershed with data available from 2000 to 2014 (NOAA 2017; USDA NRCS 2017). The runoff was validated from 2000 to 2002 at two in-field monitoring locations, BL1 and BL3, which were maintained by the US Geological Survey (USGS 2010). Event-based NSE and PBIAS values of 0.70 and 1.43% for location BL3, and 0.51 and −5.3% for location BL1 were determined. Land management within the watershed was simplified to represent bedded and disked soybeans with no conservation practices. The simulation was run with 3 years of weather data to initialize and stabilize internal variables and 44 years of observed weather to generate average sediment yield values. General information on the AnnAGNPS framework for both simulations can be found in table 2.
SVI Assessment. The SVI soil runoff risk classification utilized input layers for soil hydrologic group and RUSLE soil erodibility (K-factor) derived from the NRCS-SSURGO database (Soil Survey Staff 2018a, 2018b) and percentage slope based on LiDAR-derived DEMs. Both GC and BL watersheds had LiDAR-derived DEMs available with resolution of 1 m and 1.5 m, respectively. The SVI classification created from the LiDAR-derived DEM was utilized in the historical comparison portion of this analysis. The SVI was also reassessed using the spatial scale defined by the AnnAGNPS cells in both BL and GC watersheds to compare directly to AnnAGNPS results. All input layers were processed using ArcGIS (see Lohani et al. [2020] for further information). Criteria for the four classes of soil runoff potential are detailed in table 3. The SVI also has a component for leaching; however, that was not relevant for comparison with AnnAGNPS as nutrients are not transported through leaching in the model. In this study we were only comparing the SVI runoff results to sediment yield, which is mostly influenced by runoff.
Historical Land Use Analysis. Detailed land use records are available for GC beginning in 1937 and for BL starting in 1995. These records were used to assess any land that was taken out of cultivation and to evaluate the SVI score for the field-polygons. In order to assign each polygon a SVI score, the zonal statistics by table function was utilized in ArcGIS 10.4 to determine the majority SVI score from the SVI raster grids within each cultivated field polygon. For GC this analysis was done in 1937, 1982, 1996, and 2004. For BL this analysis was done in 1995, 2003, and 2005. In addition, aerial images were assessed for land removed from cultivation and land identified as “high” in the SVI classification to assess visual indicators of land degradation from surface runoff.
Comparison of SVI and AnnAGNPS. To directly compare the SVI and AnnAGNPS results, the SVI was re-run for the spatially defined AnnAGNPS cells utilizing the same soils and slope input data that the AnnAGNPS model used to calculate output loads. AnnAGNPS was also run considering a static K-factor value to ensure that the model and the SVI were both using the same soil information in their respective assessments. Annual average AnnAGNPS-predicted sediment yield results were classified into four risk classes defined by the edge-of-field soil loss thresholds used in the development of SVI for runoff: (1) low risk for soil loss less than 4.48 t ha−1, (2) moderate for soil loss between 4.5 and 11.2 t ha−1, (3) moderately high for soil loss between 11.2 and 17.9 t ha−1, and (4) high for soil loss greater than 17.9 t ha−1 (Thompson et al. 2020). The SVI-soil loss results were directly compared to the AnnAGNPS sediment yield in a contingency table to identify where the two tools agreed and disagreed. The average AnnAGNPS-predicted sediment yield was calculated for each SVI category, and these results were compared for statistical significance using a two-sided t-test with unequal variance.
Results and Discussion
SVI Analysis using LiDAR Digital Elevation Models. In the GC watershed, approximately 59% of cropland was identified as moderate, 11% as moderately high, and 23% as high soil loss potential. A visual analysis demonstrated that the upland portions of the watershed had higher SVI scores and the riparian zones bordering the main drainage pathway through the watershed had low or moderate soil loss potential SVI scores (figure 2). Approximately 73% of BL cropland was identified as low to moderate soil loss potential with the SVI. Of the remaining 27% of land, 22% was moderately high and only 5% was identified as high soil loss potential. A quick visual analysis of these SVI results indicated that the majority of land identified as high soil loss potential is located in drainage pathways and known ditches within the watershed, or areas that have a distinctly steep slope. As both watersheds consist of soils with high soil erodibility values (K > 0.32) and low infiltration capacity (hydrologic soil group C and D soils), slope is the defining characteristic that identifies the GC watershed as high risk for soil loss and the BL watershed as predominantly low risk.
With slope as a critical factor for identifying high risk areas, source and resolution of topographic data used with the SVI runoff component are important considerations for future applications. In this study, high resolution DEM data derived from LiDAR were available. However, LiDAR-based DEMs may not be available in some areas where this tool will be utilized. This is an important factor to consider when determining the suitability of this tool for new areas. Chan et al. (2016) explored the discrepancies caused by the resolution of the slope map by utilizing SSURGO slopes compared to those derived from 10 m DEMs (2016). Their conclusion was that SSURGO slopes were too coarse to target areas with the SVI, but the 10 m resolution DEM was suitable for watershed-scale applications (Lohani et al. 2020). Other studies have also found that DEM accuracy and resolution are influential in developing meaningful hydrologic indices from the DEM (Vaze et al. 2010). Vaze et al. (2010) also found that resampling a LiDAR-based DEM to a coarser resolution resulted in more detail than utilizing a contour-derived DEM. These results highlight the necessity of high quality, high resolution elevation data for conducting hydrologic analyses.
Historical and Aerial Image Analysis. The GC watershed has experienced a drastic decline in cultivated area over the past several decades, mostly from taking high SVI-risk land out of production. Land use records from 1937 and 1982 indicate that 64% and 58%, respectively, of cultivated cropland was categorized as high in the SVI classification system. By 2004, cultivated land in the high SVI category had decreased to only 9%. This decrease from 1937 to 2004 corresponds to 458 ha of high SVI-risk cropland removed from cultivation. By 2004, 84% of the remaining cropland was classified as either low or moderate by the SVI (figure 3). This decrease in cropland area identified as high risk is a potential indicator that this land was indeed prone to degradation. Aerial images from some of these areas confirm that the land was subject to gullying and rill erosion (identified by an asterisk in figure 4), and thus a likely contributor of nutrient and sediment runoff.
Land use in the BL watershed has also changed over the study period with 85 ha of cultivated land converted to CRP and 9.65 ha of cultivated land converted to vegetated buffers. Of the total 95 ha converted land, 70 ha was ranked as moderately high by the SVI. Figures 2 and 5 demonstrate that most of the high and moderately high classified land is located in the area north of the lake and was converted to CRP, or within drainage pathways, where slope is high. In general, evaluation of land use conversion and aerial images in both GC and BL watersheds indicated that the SVI runoff score was a good predictor of land removed from cultivation or degraded agricultural land.
SVI and AnnAGNPS Comparison. When the SVI was reassessed for AnnAGNPS polygons, in the GC watershed the SVI identified 83% of the agricultural land as high vulnerability, while the AnnAGNPS-estimated sediment yield identified 61% of the agricultural land as high and 29% as moderately high. The estimated sediment yield from the cells identified as low or moderate by the SVI were not statistically different (p = 0.10). However, the sediment yield estimated in the cells in the moderately high and high categories were statistically different (p ≤ 0.001). The SVI underpredicted soil vulnerability in the BL watershed compared to the AnnAGNPS-predicted sediment yield. The SVI classification system for AnnAGNPS cells identified 69% of BL agricultural land as low vulnerability, but the estimated sediment-yield found 47% of land in the low category and 47% in the moderate category (table 4). The AnnAGNPS-estimated sediment yield from cells identified as SVI category of low, moderate, or moderately high were not statistically different (single factor ANOVA; p = 0.37). Only land classified as high by the SVI demonstrated AnnAGNPS-predicted sediment yield that was statistically different from the other three categories (p < 0.0001).
Contingency tables (tables 5 and 6) show the degree of agreement between the SVI runoff score and the AnnAGNPS-predicted sediment yield categories. In the GC watershed, the highest agreement was the high category with an agreement of 60% of land; the highest misclassification was land identified as high by the SVI but moderately high by the AnnAGNPS sediment yield. If the moderately high and high categories are combined, then the SVI and AnnAGNPS-yield agree for 90% of the GC watershed. In the BL watershed, the highest agreement was in the low category with 35% of land in agreement; the highest misclassification (33%) was land identified as low by the SVI, but with sediment yield values corresponding to the moderate category. If the low and moderate categories are combined, then the SVI and AnnAGNPS yield agree for 75% of the BL watershed. These results suggest that the SVI may have overpredicted soil runoff risk in the GC watershed with higher slopes and may have underestimated soil runoff risk in the BL watershed with lower slopes.
Overall, the comparison indicates that two separate uncalibrated tools mostly agree on soil runoff vulnerability with the perspective of sediment yield for the GC watershed, while they agree less than half of the time for the BL watershed. It is important to consider that the AnnAGNPS simulations were not calibrated or validated for sediment yield but were validated for runoff. Runoff validation was performed at the field scale in the BL watershed and at various scales using subwatersheds in the GC watershed. Ideally, SVI results would also be compared to field-based runoff data, if available. Indeed, comparing the results of two different models has disadvantages. When the models disagree, we do not know which one is correct. When the models agree, we assume that this is evidence for correct predictions; however, it is possible that both models are incorrect. It is unrealistic to have field-based runoff data in all locations where a model or index, such as the SVI, will need to be used. However, imagery, land-based knowledge, and land use histories are generally available for most cropped areas in the United States and can be acquired using publicly available data sources, or by communicating directly with producers and landowners. As is shown in this paper, imagery is a particularly valuable source of information to compare with index results.
Goodwin Creek and Beasley Lake Comparison. Both GC and BL watersheds have high proportions of hydrologic group D soils, which are prone to runoff. Both watersheds also have high soil erodibility values; all of GC soils and more than half of BL soils had a K-factor greater than 0.32. Both watersheds also have similar climate, precipitation patterns, and rainfall intensity. The major variable that differs between BL and GC watersheds is slope. The BL watershed is relatively flat with 67% of the watershed in the 0% to 2% slope category. On the other hand, the GC watershed has much higher slopes with 51% of the watershed in the greater than 6% slope category. BL and GC represent the two extremes in the SVI range of slope threshold. Slope seems to be the most influential factor driving the difference in the runoff component of the SVI classification between the watersheds. Due to high slopes, 83% of the GC watershed is ranked as high risk. However, only 6.5% of the BL watershed is ranked as high, and much of the land ranked as high appears to be in ditches or drainage pathways where there are short lengths of steep slopes (figure 2). These results suggest that SVI runoff results should be used with caution in areas with flat slopes, such as floodplains (Lohani et al. 2020). However, SVI runoff results can be guided when used in combination with a field visit, available imagery, other remotely sensed data, and/or field-based data and expertise. To elaborate, field visits, imagery, and field-based data can provide information on actual conditions of the landscape, as well as land use and management practices that may increase erosional and runoff risks that may not be apparent in the soils databases. By combining multiple sources of data to confirm high risk of soil runoff vulnerability, uncertainty is reduced.
Summary and Conclusions
Historical analysis of land use in two Mississippi watersheds demonstrates that a high to moderately high SVI score was a good predictor of land that was removed from cultivation, which could be an indicator that this land was prone to degradation. Comparison of the SVI to the AnnAGNPS model demonstrated that the SVI tended to underpredict potential soil loss in the BL watershed, which had flat slopes, and overpredicted potential soil loss in the GC watershed, which had high slopes. In general, the SVI runoff component relied heavily on slope to identify areas of high risk and therefore may underrepresent the risk of erosion and runoff of pollutants in watersheds with flat slopes or watersheds lacking high resolution elevation data. However, in both watersheds much of the watershed area agreed between the SVI and AnnAGNPS results—45% in the BL and 68% in the GC watersheds. Further work comparing the SVI results to field-scale measurements would advance understanding of the tool's suitability in this region. It does seem that the SVI tool, in combination with field-based expertise and analysis of aerial images, would help to more accurately identify areas in need of conservation practice improvements.
Acknowledgements
We would like to acknowledge numerous members of the USDA Agricultural Research Service (ARS) National Sedimentation Laboratory who have worked over the years to collect data in Beasley Lake and Goodwin Creek watersheds, especially Darlene Wilcox (data manager, National Sedimentation Laboratory, Oxford, Mississippi) who has developed the geospatial layers for Goodwin Creek. This work was supported by the USDA Natural Resources Conservation Service (NRCS) Conservation Effects Assessment Project (CEAP) Watersheds Assessments and NRCS Soil Science Division.
Footnotes
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