Skip to main content
Log in

The need for some innovative concepts of innovation: An examination of research on the diffusion of innovations

  • Published:
Policy Sciences Aims and scope Submit manuscript

Abstract

This paper examines research on the diffusion of innovation, the final stage in the process of technological change. The focus rests primarily on two traditions in diffusion research: that of economists and that of sociologists. Diffusion researchers in these and related disciplines have made significant contributions to the understanding of the dynamics of processes of change; yet the state of the art in diffusion research is not equal to the sum of its parts. This is due in large measure to disciplinary parochialism: scholars have concentrated on those innovations, diffusion environments, explanatory variables, and analytical methodologies which are most compatible with their particular disciplines, despite the fact that diffusion is not a discipline-specific phenomenon. Deficiencies in current understanding of diffusion are examined in the context of this and other significant problems. The paper concludes by considering the policy relevance of diffusion research and suggesting issues with which future research might productively be concerned.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Institutional subscriptions

Similar content being viewed by others

References

  1. Griliches, Zvi, “Hybrid Corn: An Exploration in the Economics of Technological Change,” Econometrica, 25 (October 1957), pp. 501–522.

    Google Scholar 

  2. Nelson, R., Peck, M. and Kalachek, E., Technology, Economic Growth, and Public Policy (Washington: The Brookings Institution, 1967).

    Google Scholar 

  3. Warner, K., The Diffusion of Leukemia Chemotherapy: A Study in the Nonmarket Economics of Medical Care (Yale University Ph.D. Dissertation, in progress).

  4. Rogers, E. and Shoemaker, F., Communication of Innovations: A Cross-Cultural Approach (New York: The Free Press, 1971).

    Google Scholar 

  5. Mansfield, E., Industrial Research and Technological Innovation (New York: Norton, 1968).

    Google Scholar 

  6. Mansfield, E., “Determinants of the Speed of Application of New Technology,” paper delivered at the meeting of the International Economic Association in St. Anton, Austria, August 27–September 2, 1971.

  7. Mansfield, E.et al., Research and Innovation in the Modern Corporation (New York: Norton, 1971).

    Google Scholar 

  8. Hirsch, W., “Firm Progress Ratios,” Econometrica, 24 (April 1956), pp. 136–143.

    Google Scholar 

  9. Arrow, K., “The Economic Implications of Learning by Doing,” Review of Economic Studies, 29 (June 1962), pp. 155–173.

    Google Scholar 

  10. Alchian, A., “Reliability of Progress Curves in Airframe Production,” Econometrica, 31 (October 1963), pp. 679–693.

    Google Scholar 

  11. Rogers, E., Diffusion of Innovations (New York: The Free Press, 1962).

    Google Scholar 

  12. Utterback, J. “Innovation in Industry and the Diffusion of Technology,” Science, 183 (February 15, 1974), pp. 620–626.

    Google Scholar 

  13. Nelson, R. and Winter, S., “Toward an Evolutionary Theory of Economic Capabilities,” American Economic Review, 63 (May 1973), pp. 440–449.

    Google Scholar 

  14. Nelson, R., Winter, S. and Schuette, H., “Technical Change in an Evolutionary Model,” University of Michigan, Institute of Public Policy Studies, Discussion Paper No. 45.

  15. Nelson, R. and Winter, S., “Neoclassical vs. Evolutionary Theories of Economic Growth: Critique and Prospectus,” University of Michigan, Institute of Public Policy Studies, Discussion Paper No. 46.

  16. Nelson, R. and Winter, S., “The Effects of Factor Price Changes in an Evolutionary Model,” University of Michigan, Institute of Public Policy Studies, Discussion Paper No. 47.

  17. Zaltman, G., Duncan, R. and Holbek, J., Innovations and Organizations (New York: Wiley, 1973).

    Google Scholar 

  18. Mohr, L., “Determinants of Innovation in Organizations,” American Political Science Review, 63 (March 1969), pp. 111–126.

    Google Scholar 

  19. Walker, J., “The Diffusion of Innovations Among the American States,” American Political Science Review, 63 (September 1969), pp. 880–899.

    Google Scholar 

  20. Gray, V., “Innovation in the States: A Diffusion Study,” American Political Science Review, 67 (December 1973), pp. 1174–1185.

    Google Scholar 

  21. Mason, R. and Halter, A., “The Application of a System of Simultaneous Equations to an Innovation Diffusion Model,” Social Forces, 47 (December 1968), pp. 183–195.

    Google Scholar 

  22. Coleman, J., Katz, E. and Menzel, H., Medical Innovation: A Diffusion Study (Indianapolis: Bobbs-Merrill, 1966).

    Google Scholar 

  23. Walker, J., “Innovations in State Politics,” in H. Jacob and K. Vines, eds., Politics in the American States—A Comparative Analysis, 2nd ed., (Boston: Little, Brown, 1971).

    Google Scholar 

  24. Friedman, L., Innovation and Diffusion in Non-Markets: Case Studies in Criminal Justice (Yale University Ph.D. Dissertation, 1973, unpublished).

  25. National Institutes of Health (NIH), Conference Papers for National Institutes of Health Conference on the Diffusion of Medical Innovations, September 24–27, 1972, working papers.

  26. Schumpeter, J., The Theory of Economic Development (New York: Oxford University Press, 1969).

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Additional information

The following individuals have been most helpful in stimulating and directing my interest in this subject and in criticizing this paper: Richard R. Nelson of Yale University and the following members of the Faculty Seminar on Innovation and Social Change, Institute of Public Policy Studies, University of Michigan: Michael Moch, Lawrence Mohr, Everett Rogers, Herbert Schuette, Jack Walker, and Sidney Winter.

Rights and permissions

Reprints and permissions

About this article

Cite this article

Warner, K.E. The need for some innovative concepts of innovation: An examination of research on the diffusion of innovations. Policy Sci 5, 433–451 (1974). https://doi.org/10.1007/BF00147229

Download citation

  • Issue Date:

  • DOI: https://doi.org/10.1007/BF00147229

Keywords

Navigation